
By 1959, de-Stalinization was well underway in the Soviet Union, and while the Communist Party still maintained a fairly restrictive policy over its citizens, the current oppression was relatively light. Socialist realism was still a major element of Soviet film, which is understandable considering it was the only permitted style of production allowed under Josef Stalin’s rule. But the new leader of the country, Nikita Krushchev, permitted more room for filmmakers to stretch their creative muscles. They still were not able to openly criticize their government, but they could at least tell a story that did not involve a factory worker going on strike. Grigori Chukhrai’s Ballad of a Soldier was a well-received film that offered a great deal of reflection on the country’s role in World War II and the direction its culture was rapidly taking. It was about dismantling the predisposition of heroism and superiority behind the nationalistic perception of the Soviet Union’s victory and offering an unprecedented human aspect to a society that made a heavy sacrifice in its fight to preserve its ideology. Ballad of a Soldier presents a protagonist, Alexei, whose innocence and moral fortitude strike a deep contrast against his surrounding environment, war-torn Russia, and this contrast provides a new perspective to the Soviet way of life.
The film opens on a somber note, with a mother living in a small village, daily walking down the road, hoping for her son, Alexei, to return from the front lines. A voice-over informs the viewer, “The one she used to wait for, her son Alyosha, did not return from the war.” It goes on to call him a hero and a liberator, but as this information is conveyed, it is clear by the mother’s melancholy nature that such accolades mean nothing compared to her loneliness. The concept of heroics bears little meaning against the toll of a person’s loss. With this short first scene, many Soviet assertions kept in place by Stalin are washed away by reality. The rest of the film is a flashback, which Josephine Woll says “emphasizes war as a fatal irruption into ordinary life; the body of the film concentrates on the ‘normal,’ even if that normalcy exists within an alien and abnormal state of war” (96). Alyosha is the beacon of hope for the country, and his true heroics are unexpected.

The next scene goes back to the root of Alyosha’s heroism, which turns out to be unintentional and quite serendipitous. He is fearfully running for his life from a German tank, and manages to get to an anti-tank gun just in time to save his own life. His general grants him several days leave to go home and see his mother, saying that “[t]he Army could use more cowards like you.” Woll writes that “[Alyosha] performs his feat precisely because of his fear.” In the eyes of his superiors, his motivations are not of great concern; they care more about the fact that his efforts can be exploited to serve the interests of the state.

Alyosha inadvertently rights a great deal of wrongs on his road trip. He befriends a lame soldier returning home for good who has a wife waiting, but he is doubtful of her faithfulness. He starts to write her a telegram telling her he will not be returning. Alyosha scolds him for such a lack of gumption, and compels him to get back on the train.

Once the soldier arrives at the station, his wife runs towards him through a large crowd in a frantic tracking shot, desperate to be with her lover. Not all events are as upbeat. Another soldier from the front persuades Alyosha to bring a bar of soap to his wife, to convince her he is still alive and well. When he arrives, the wife has taken another suitor and tries to hide this fact from him. Alyosha takes away the soap in disgust, and instead rewards it to the soldier’s bedridden father, who truly appreciates the gift. He thanks Alyosha endlessly, confident he may one day see his son again.

Woll continues that “in Ballad no single brilliant feat constitutes heroism…What would be admirable as a single week’s worth of actions becomes something much greater, because we know it is the last week of such actions, and he will have no more of them. [Alyosha's] entire life becomes the exploit” (98). The film serves almost as a request to the viewer to continue the legacy of this noble being, and fight for the cause of honor.
One of the more prevalent instances of Alyosha’s naiveté is his inexperience with the opposite sex. For the majority of his journey, he is accompanied by the train-hopping beauty, Shura. They become entangled in what is clearly a romantic encounter, but the film never offers closure to the issue. They care deeply for one another and help each other out in difficult situations, and their longing is clearly displayed in lengthy shots of them staring at one another.

Shura says early on that she is on her way to visit her injured fiancé, but her tone is deceptive and perhaps implies her fear towards such an abrupt relationship. Despite the obvious attraction, Alyosha never becomes frustrated or angry by their separation. He values her friendship and personality over her good looks, and this innocence is yet another defiance against the power of uncertainty. Once they part ways, there is hope in both of their eyes, but the viewer is cursed by awareness of Alyosha’s tragic end.

At the end of the film, Alyosha is reunited with his mother, but this joyous occasion is sadly brief because he took so long to get home. As he wanders away on the same road from the beginning of the film the viewer is finally given the same perception as the previously mysterious mother figure, knowing that this meeting would be their last. In their last moments, Alyosha begs for forgiveness, despite all the good deeds he has accomplished on his journey. His humility is admirable and heartbreaking.

The story structure of Ballad of a Soldier is what most greatly supports its effectiveness. Thomas J. Slater writes that the film “reveals how a poetic memory can be more valuable and accurate than anything presented as socialist realism” (18). It could be said that it has more in common with the foundations of Russian literature than those of cinema. Much like a character by Dostoevsky, Alyosha heals hearts with his free willed compassion, and serves the people better in this way than by single-handedly destroying two tanks on the battlefield.
Though more expressly anti-Stalin films would come in later decades, Ballad of a Soldier made great strides in artistic progression in the Soviet Union. No one in the film is to blame for their circumstances, and the only real opposing force is a lack of faith. Alyosha is a model for the loss of innocence and responsibility of the Russian people, and at the time, the country was a grieving mother waiting for its rational goodness to return home.